0001104659-14-006671.txt : 20140205 0001104659-14-006671.hdr.sgml : 20140205 20140205130141 ACCESSION NUMBER: 0001104659-14-006671 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20140205 DATE AS OF CHANGE: 20140205 GROUP MEMBERS: TECHNOLOGIE BETEILIGUNGSFONDS BAYERN VERWALTUNGS GMBH SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: voxeljet AG CENTRAL INDEX KEY: 0001582581 STANDARD INDUSTRIAL CLASSIFICATION: PRINTING TRADES MACHINERY & EQUIPMENT [3555] IRS NUMBER: 000000000 STATE OF INCORPORATION: 2M FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-87676 FILM NUMBER: 14575382 BUSINESS ADDRESS: STREET 1: PAUL-LENZ STRASSE 1 CITY: FRIEDBERG STATE: 2M ZIP: 86316 BUSINESS PHONE: (49) 821 7483 100 MAIL ADDRESS: STREET 1: PAUL-LENZ STRASSE 1 CITY: FRIEDBERG STATE: 2M ZIP: 86316 FORMER COMPANY: FORMER CONFORMED NAME: VXLT 2013 AG DATE OF NAME CHANGE: 20130725 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Technologie Beteiligungsfonds Bayern GmbH & Co. KG CENTRAL INDEX KEY: 0001588764 IRS NUMBER: 000000000 STATE OF INCORPORATION: 2M FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: LANDGASSE 135 A CITY: LANDSHUT STATE: 2M ZIP: 84028 BUSINESS PHONE: (49) 871 923 25 0 MAIL ADDRESS: STREET 1: LANDGASSE 135 A CITY: LANDSHUT STATE: 2M ZIP: 84028 SC 13G 1 a14-4978_2sc13g.htm SC 13G

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No.     )*

 

 voxeljet AG

(Name of Issuer)

 American Depositary Shares, each representing one-fifth of an ordinary share with a nominal value of €1.00 per share

(Title of Class of Securities)

 92912L 107

(CUSIP Number)

 December 31, 2013

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

x

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*       The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

CUSIP No. 92912L 107

13G

 

 

 

1.

Names of Reporting Persons
Technologie Beteiligungsfonds Bayern GmbH & Co. KG

 

 

2.

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Federal Republic of Germany

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
0

 

6.

Shared Voting Power
183,625 ordinary shares, which, if deposited, would represent 918,125 American Depositary Shares (“ADSs”)*

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
183,625 ordinary shares, which, if deposited, would represent 918,125 ADSs*

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
183,625 ordinary shares, which, if deposited, would represent 918,125 ADSs

 

 

10.

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares   o

 

 

11.

Percent of Class Represented by Amount in Row (9)
5.9%**

 

 

12.

Type of Reporting Person
FI

 

*      Represents shares held directly by Technologie Beteiligungsfonds Bayern GmbH & Co. KG.

 

**   Percentage of class calculation is based on 3,120,000 ordinary shares outstanding, which, if deposited, would represent 15,600,000 ADSs.  This number reflects ordinary shares outstanding as reported in the prospectus filed by the Issuer with the Securities and Exchange Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, on October 18, 2013, relating to the Issuer’s registration statement on Form F-1, as amended (Registration No. 333-191213).

 

2


 

CUSIP No. 92912L 107

13G

 

 

 

1.

Names of Reporting Persons
Technologie Beteiligungsfonds Bayern Verwaltungs GmbH

 

 

2.

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Federal Republic of Germany

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5.

Sole Voting Power
0

 

6.

Shared Voting Power
183,625 ordinary shares, which, if deposited, would represent 918,125 American Depositary Shares (“ADSs”)*

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
183,625 ordinary shares, which, if deposited, would represent 918,125 ADSs*

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
183,625 ordinary shares, which, if deposited, would represent 918,125 ADSs

 

 

10.

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares   o

 

 

11.

Percent of Class Represented by Amount in Row (9)
5.9%**

 

 

12.

Type of Reporting Person
FI

 

*      Represents shares held directly by Technologie Beteiligungsfonds Bayern GmbH & Co. KG.  Technologie Beteiligungsfonds Bayern Verwaltungs GmbH is the general partner of Technologie Beteiligungsfonds Bayern GmbH & Co. KG and, as such, may be deemed to indirectly beneficially own such shares.  Roman Huber and Dr. Georg Ried are the managing directors of Technologie Beteiligungsfonds Bayern Verwaltungs GmbH and have shared power to vote, hold and dispose of the shares held by it.

 

**   Percentage of class calculation is based on 3,120,000 ordinary shares outstanding, which, if deposited, would represent 15,600,000 ADSs.  This number reflects ordinary shares outstanding as reported in the prospectus filed by the Issuer with the Securities and Exchange Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, on October 18, 2013, relating to the Issuer’s registration statement on Form F-1, as amended (Registration No. 333-191213).

 

3


 

CUSIP No. 92912L 107

13G

 

 

SCHEDULE 13G

 

Item 1(a).

Name of Issuer:

voxeljet AG

Item 1(b).

Address of Issuer’s Principal Executive Offices:

Paul-Lenz Straße 1b

86316 Friedberg, Germany

 

Item 2(a).

Name of Person Filing:

Technologie Beteiligungsfonds Bayern GmbH & Co. KG

Technologie Beteiligungsfonds Bayern Verwaltungs GmbH

Item 2(b).

Address of Principal Business Office:

Technologie Beteiligungsfonds Bayern GmbH & Co. KG — Ländgasse 135 a, 84028 Landshut, Germany

Technologie Beteiligungsfonds Bayern Verwaltungs GmbH — Ländgasse 135 a, 84028 Landshut, Germany

Item 2(c).

Citizenship:

Technologie Beteiligungsfonds Bayern GmbH & Co. KG — Federal Republic of Germany

Technologie Beteiligungsfonds Bayern Verwaltungs GmbH — Federal Republic of Germany

Item 2(d).

Title of Class of Securities:

American Depositary Shares (“ADSs”), each representing one-fifth of an ordinary share with a nominal value of €1.00 per share

Item 2(e)

CUSIP Number:

92912L 107

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

Not Applicable.

 

4


 

CUSIP No. 92912L 107

13G

 

 

 

Item 4.

Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

183,625 ordinary shares, which, if deposited, would represent 918,125 ADSs*

 

(b)

Percent of class:   

5.9%**

 

(c)

Number of shares as to which such person has:

 

 

 

(i)

Sole power to vote or to direct the vote:   

0

 

 

(ii)

Shared power to vote or to direct the vote:    

183,625 ordinary shares, which, if deposited, would represent 918,125 ADSs*

 

 

(iii)

Sole power to dispose or to direct the disposition of:   

0

 

 

(iv)

Shared power to dispose or to direct the disposition of:   

183,625 ordinary shares, which, if deposited, would represent 918,125 ADSs*

 

*                                    Represents shares held directly by Technologie Beteiligungsfonds Bayern GmbH & Co. KG.  Technologie Beteiligungsfonds Bayern Verwaltungs GmbH is the general partner of Technologie Beteiligungsfonds Bayern GmbH & Co. KG and, as such, may be deemed to indirectly beneficially own such shares.  Roman Huber and Dr. Georg Ried are the managing directors of Technologie Beteiligungsfonds Bayern Verwaltungs GmbH and have shared power to vote, hold and dispose of the shares held by it.

 

**                             Percentage of class calculation is based on 3,120,000 ordinary shares outstanding, which, if deposited, would represent 15,600,000 ADSs.  This number reflects ordinary shares outstanding as reported in the prospectus filed by the Issuer with the Securities and Exchange Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, on October 18, 2013, relating to the Issuer’s registration statement on Form F-1, as amended (Registration No. 333-191213).

 

 

Item 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

 

Not Applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 

Not Applicable.

 

Item 8.

Identification and Classification of Members of the Group.

 

Not Applicable.

 

Item 9.

Notice of Dissolution of Group.

 

Not Applicable.

 

5


 

CUSIP No. 92912L 107

13G

 

 

 

Item 10.

Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date:   February 5, 2014.

 

 

 

 

 

 

TECHNOLOGIE BETEILIGUNGSFONDS BAYERN GMBH & CO. KG

 

 

 

 

 

By:

TECHNOLOGIE BETEILIGUNGSFONDS BAYERN VERWALTUNGS GMBH, its General Partner

 

 

 

 

 

 

 

 

 

 

By:

/s/ ROMAN HUBER

 

 

 

Name:

Roman Huber

 

 

 

Title:

Managing Director

 

 

 

 

 

 

 

 

 

 

By:

/s/ DR. GEORG RIED

 

 

 

Name:

Dr. Georg Ried

 

 

 

Title:

Managing Director

 

 

 

 

 

TECHNOLOGIE BETEILIGUNGSFONDS BAYERN VERWALTUNGS GMBH

 

 

 

 

 

 

 

 

 

 

By:

/s/ ROMAN HUBER

 

 

 

Name:

Roman Huber

 

 

 

Title:

Managing Director

 

 

 

 

 

 

 

 

 

 

By:

/s/ DR. GEORG RIED

 

 

 

Name:

Dr. Georg Ried

 

 

 

Title:

Managing Director

 

6


 

CUSIP No. 92912L 107

13G

 

 

EXHIBIT INDEX

 

Exhibit

 

Description

1

 

Agreement regarding the joint filing of this statement

 

7

 EX-99.1 2 a14-4978_2ex99d1.htm EX-99.1

Exhibit 1

 

JOINT FILING AGREEMENT

 

Dated as of January 20, 2014

 

In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of the undersigned of a Schedule 13G (including any and all amendments thereto) with respect to the American Depositary Shares of voxeljet AG and that this Joint Filing Agreement may be included as an Exhibit to such joint filing.

 

This Joint Filing Agreement may be executed in any number of counterparts, all of which together shall constitute one and the same instrument.

 

[Rest of page intentionally left blank]

 


 

IN WITNESS WHEREOF, the undersigned hereby execute this Joint Filing Agreement as of the date first written above.

 

 

TECHNOLOGIE BETEILIGUNGSFONDS BAYERN GMBH & CO. KG

 

 

 

 

By:

TECHNOLOGIE BETEILIGUNGSFONDS BAYERN VERWALTUNGS GMBH, its General Partner

 

 

 

 

 

 

 

 

By:

/s/ ROMAN HUBER

 

 

 

Name:

Roman Huber

 

 

 

Title:

Managing Director

 

 

 

 

 

 

 

 

 

 

By:

/s/ DR. GEORG RIED

 

 

 

Name:

Dr. Georg Ried

 

 

 

Title:

Managing Director

 

 

 

 

 

TECHNOLOGIE BETEILIGUNGSFONDS BAYERN VERWALTUNGS GMBH

 

 

 

 

 

 

 

 

 

 

By:

/s/ ROMAN HUBER

 

 

 

Name:

Roman Huber

 

 

 

Title:

Managing Director

 

 

 

 

 

 

 

 

 

 

By:

/s/ DR. GEORG RIED

 

 

 

Name:

Dr. Georg Ried

 

 

 

Title:

Managing Director

 

[Signature Page to Joint Filing Agreement]